Sales & Operations Support

Innovative Sales Strategies

We take the guesswork out of sales – providing you with the data, opportunities and strategies to grow your business.

Smart Solutions for Proposals, Book Intelligence, and Transitions.

Oak & Stone provides customized and modern sales & operations services for financial advisors and their teams. We’re excited to offer our expertise in three key areas: client proposals, book intelligence, and transition support.

Client Proposals – Tailored, Rapid Solutions for Your Unique Needs

Our custom proposals are designed to cater to your unique needs, ensuring that we find a solution that works best for you. With a quick turnaround time of 48 hours, you won’t have to wait long to receive our recommendations. We pride ourselves on consistency, which means that we’ll identify the secret recipe that works for you, so that you can reproduce the same excellent experience for all of your clients. Our proposals are easy to follow, even for complex strategies, and we prioritize asset allocation and risk, making sure that clients are well-informed every step of the way. Our team also includes a dedicated support staff member to assist you with each case, so you’ll have someone to turn to throughout the process. We’re driven by historical data and present factual evidence to reassure clients, ensuring transparency and honesty. Our compliance and innovative technology ensure that we’re on the cutting edge while following all compliance regulations.

Book Intelligence: Maximize Your Revenue, Benchmark Your Success

We believe that every asset should be revenue-generating, and that’s why we’ll help you identify opportunities to make that happen. Our goal is to move assets from idle to active, finding better options for clients that may not have been considered in the past. We’ll search your book of business to find additional assets and establish and monitor your goals, acting as your accountability coach if desired. We’ll also benchmark your practice to peers and act as your CFO to ensure that your business is running at full capacity.

Transition Support – A Seamless Transfer of Clients, with Maximized Compensation

We understand that transitioning between B/Ds can be a stressful time, which is why we’ve created the SmartTrans Process, a 10-phase system designed to transition advisors in an average of 50 days. We’ll work with you to design a plan that fits your business, seamlessly transferring clients to make the process as easy as possible. We can even help negotiate the highest transition assistance packages in the industry, and our additional resources are dedicated to your business during this crucial time. With bulk upload and forms, we’ll help you save time and manage stress, so you can focus on what matters most.

At Oak & Stone Capital Advisors, we’re committed to providing exceptional service and expertise to maximize your sales and create new, efficient opportunities. Contact us today to learn more about how we can help your business grow and succeed.

Other Services


Stop searching for the missing link in your marketing strategy and partner with us. Custom, targeted marketing that’s off your plate and in good hands.

Practice Management

As a company grows, so do the challenges it faces with hiring, onboarding and training employees. Learn how we can help.

Portfolio Services

Our goal is to always be on top of changing market conditions and ensure your clients are invested in the suitable strategies going forward.