Unique and Custom Portfolio and Trading Services

Trading & Portfolio Services

Our portfolio and trading services are designed to provide you with a competitive edge, comprehensive support, and tax-efficient strategies.

Conquer Market Cycles: Unlock Your Investment Advantage

At Oak & Stone Capital Advisors, we understand that the market and economy operate in cycles, and that’s why we focus on what we call Market Cycle Sector Rotation. These cycles consist of distinct stages, including recession, recovery, growth, and late stage. Importantly, each phase presents sectors that outperform others.

For instance, during a recession, when individuals are cutting back, consumer staples (essential items like food and toiletries) tend to perform better than consumer discretionary goods (luxury items like vacations and entertainment). We capitalize on this historical alpha by strategically exposing a portion of your investments to these high-performing sectors, unlocking potential for enhanced returns.

Due Diligence with Unparalleled Insights

We are committed to thorough due diligence at Oak & Stone Capital Advisors. Our team meets with every major fund manager, including industry giants like JP Morgan, Morgan Stanley, PIMCO, Invesco, and Blackrock, on a semi-annual basis, at the very least. By constantly re-evaluating investments in light of market changes, we ensure that our strategies remain effective and aligned with evolving market conditions.

Additionally, we stay up to date with global events, seeking out investments that can yield better results for our clients. Should you or your clients have specific inquiries about individual stocks, we provide research and insights that enable you to discuss these companies within the context of the investment models they are invested in.

Your Success, Our Priority: Guided Advisor Support

At Oak & Stone Capital Advisors, we prioritize supporting and empowering our advisors. We keep you informed about any changes made to the investment models, allowing you to stay educated and knowledgeable when communicating with your clients. As part of our commitment to your success, we provide weekly nuggets of valuable information that you can share during client meetings, impressing them with your expertise.

We are always available on demand to assist you in navigating challenging client conversations. Think of us as your personal trading department, ready to support you and help you achieve your goals.

Maximizing Wealth, Minimizing Taxes

We understand the importance of tax considerations when managing non-retirement accounts. At Oak & Stone Capital Advisors, we handle these accounts with meticulous attention to tax ramifications. With every trade, we “white glove” these accounts, taking into account potential gains that may be triggered. If we determine that a large gain is not worth the trade to a new fund, we will recommend retaining the original investment.

Moreover, we avoid investing in funds with significant announced capital gains at the end of the year. We believe that it is unfair for clients to receive a large pass-through gain without enjoying the benefits of growth throughout the year. Therefore, we wait until the gain is realized before investing your client’s money. Throughout the year, we proactively identify tax loss harvesting opportunities to help your clients’ offset taxes, optimizing their overall financial position.

Contact us today to learn more >

Other Services

Sales & Operations

We provide financial advisors with the most innovative sales strategies in the industry. Through a network of top advisors, we’ve created a one-stop sales solution.


Stop searching for the missing link in your marketing strategy and partner with us. Custom, targeted marketing that’s off your plate and in good hands.

Practice Management

As a company grows, so do the challenges it faces with hiring, onboarding and training employees. Learn how we can help.